%PDF-1.2 %âãÏÓ 10 0 obj << /Length 11 0 R >> stream 0 0 0 rg 72 534.96 234 0.96 re f 72 427.92 234 0.96 re f 306 427.92 0.96 108 re f BT 432 708.48 TD /F0 12 Tf 0 Tc 0 Tw (991 0281) Tj -214.32 -14.16 TD (UNITED STATES OF AMERICA) Tj -30.96 -14.16 TD (BEFORE FEDERAL TRADE COMMISSION) Tj -114.72 -42.48 TD (Commissioners:) Tj 144 0 TD (Robert Pitofsky, Chairman) Tj 0 -14.16 TD (Sheila F. Anthony) Tj T* (Mozelle W. Thompson) Tj T* (Orson Swindle) Tj T* (Thomas B. Leary) Tj -138 -76.8 TD ( In the matter of ) Tj 0 -28.32 TD ( RHI AG,) Tj 0 -14.16 TD ( a corporation.) Tj 234 14.16 TD (Docket No. C-4005) Tj 0 -28.32 TD (DECISION AND ORDER) Tj -204 -59.28 TD /F1 12 Tf (The Â鶹´«Ã½ Trade Commission having initiated an investigation of the proposed) Tj -36 -14.16 TD (acquisition by RHI AG of 100 percent of the voting securities of Global Industrial Technologies,) Tj 0 -14.16 TD (Inc., and Respondent having been furnished thereafter with a copy of a draft of Complaint that the) Tj T* (Bureau of Competition presented to the Commission for its consideration and which, if issued by) Tj T* (the Commission, would charge Respondent with violations of Section 7 of the Clayton Act, as) Tj T* (amended, 15 U.S.C. \247 18, and Section 5 of the Â鶹´«Ã½ Trade Commission Act, as amended, 15) Tj T* (U.S.C. \247 45; and) Tj 36 -28.32 TD (Respondent, its attorneys, and counsel for the Commission having thereafter executed an) Tj -36 -14.16 TD (Agreement Containing Consent Order, containing an admission by Respondent of all the) Tj 0 -14.16 TD (jurisdictional facts set forth in the aforesaid draft of Complaint, a statement that the signing of said) Tj T* (Agreement Containing Consent Order is for settlement purposes only and does not constitute an) Tj T* (admission by Respondent that the law has been violated as alleged in such Complaint, or that the) Tj T* (facts as alleged in such Complaint, other than jurisdictional facts, are true, and waivers and other) Tj T* (provisions as required by the Commission) Tj -2.88 Tc (\222) Tj 0 Tc (s Rules; and ) Tj 36 -28.32 TD (The Commission having thereafter considered the matter and having determined that it had) Tj -36 -14.16 TD (reason to believe that the Respondent has violated the said Acts and that a Complaint should issue) Tj 0 -14.16 TD (stating its charges in that respect, and having accepted the executed Agreement Containing) Tj T* (Consent Order and placed such Agreement Containing Consent Order on the public record for a) Tj T* (period of thirty \(30\) days for the receipt and consideration of public comments, now in further) Tj T* (conformity with the procedure described in Commission Rule 2.34, 16 C.F.R. \247 2.34, the) Tj T* (Commission hereby issues its Complaint, and makes the following jurisdictional findings and) Tj T* (issues the following Order:) Tj ET endstream endobj 11 0 obj 2815 endobj 4 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 10 0 R >> endobj 13 0 obj << /Length 14 0 R >> stream BT 295.68 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 2 -) Tj -187.68 677.04 TD (1. Respondent RHI AG is a corporation organized, existing and doing business under and) Tj -36 -14.16 TD (by virtue of the laws of Austria, with its office and principal place of business at Mommsengasse) Tj 0 -14.16 TD (35, A-1040 Vienna, Austria.) Tj 36 -28.32 TD (2. The Â鶹´«Ã½ Trade Commission has jurisdiction of the subject matter of this proceeding) Tj -36 -14.16 TD (and of the Respondent, and the proceeding is in the public interest.) Tj 212.4 -28.56 TD /F0 12 Tf (ORDER) Tj 17.76 -28.32 TD (I.) Tj -194.16 -28.32 TD (IT IS ORDERED) Tj 89.76 0 TD /F1 12 Tf ( that, as used in this Order, the following definitions shall apply:) Tj -89.76 -28.32 TD (A.) Tj 36 0 TD -1.68 Tc (\223) Tj 0 Tc (RHI) Tj -0.0272 Tc 0.0272 Tw (\224 means RHI AG, its directors, officers, employees, agents and) Tj 0 -14.16 TD 0 Tc 0 Tw (representatives, predecessors, successors, and assigns; its subsidiaries, divisions,) Tj T* (groups and affiliates controlled by RHI \(including, but not limited to, North) Tj T* (American Refractories Company\), and the respective directors, officers,) Tj T* (employees, agents, and representatives, successors, and assigns of each.) Tj -36 -28.32 TD (B.) Tj 36 0 TD -0.24 Tc (\223Global) Tj -0.0232 Tc 0.0232 Tw (\224 means Global Industrial Technologies, Inc., a corporation organized,) Tj 0 -14.16 TD 0 Tc 0 Tw (existing and doing business under and by virtue of the laws of Delaware, with its) Tj T* (office and principal place of business at 2121 San Jacinto Street, Suite 2500,) Tj T* (Dallas, Texas 75201.) Tj -72 -14.16 TD (.) Tj 36 -14.16 TD (C.) Tj 36 0 TD -1.68 Tc (\223) Tj 0 Tc (Respondent) Tj -0.144 Tc 0.144 Tw (\224 means RHI.) Tj -36 -28.32 TD 0 Tc 0 Tw (D.) Tj 36 0 TD ("Commission" means the Â鶹´«Ã½ Trade Commission.) Tj -36 -28.32 TD (E.) Tj 36 0 TD -0.14 Tc (\223Acquisition) Tj -0.0257 Tc 0.0257 Tw (\224 means the acquisition by RHI, described in the Agreement and Plan) Tj 0 -14.16 TD 0 Tc 0 Tw (of Merger Among RHI AG, Heat Acquisition Corporation, and Global Industrial) Tj T* (Technologies, Inc., dated July 12, 1999, pursuant to which Respondent agreed to) Tj T* (acquire one hundred \(100\) percent of the shares of common stock of Global.) Tj -36 -28.32 TD (F.) Tj 36 0 TD -1.68 Tc (\223) Tj 0 Tc (Basic Refractory Bricks For Steel Production) Tj -0.048 Tc 0.048 Tw (\224 means magnesia-carbon bricks for) Tj 0 -14.16 TD 0 Tc 0 Tw (basic oxygen furnaces, magnesia-carbon bricks for electric arc furnaces,) Tj T* (magnesia-carbon bricks for steel ladles, and magnesia-chrome bricks for steel) Tj T* (degassers, and includes, but is not limited to:) Tj T* (1.) Tj 36 0 TD ( Those products listed on pages one through four of a document entitled,) Tj 0 -14.16 TD -0.07 Tc 0.07 Tw (\223UNBURNED BASIC \(Hammond\),) Tj -1.44 Tc 1.44 Tw (\224 ) Tj 0 Tc 0 Tw (attached as part of Schedule) Tj T* (1.2\(a\)\(vii\) of the Divestiture Agreement; and, ) Tj -36 -14.16 TD (2.) Tj 36 0 TD (Those products listed on pages one through three of a document entitled,) Tj 0 -14.16 TD -1.68 Tc (\223) Tj 0 Tc (BURNED BASIC \(MgO\) & MagChrome \(Marelan\),) Tj -1.44 Tc 1.44 Tw (\224 ) Tj 0 Tc 0 Tw (attached as part of) Tj T* (Schedule 1.2\(a\)\(vii\) of the Divestiture Agreement.) Tj -72 -28.32 TD (G.) Tj 36 0 TD -0.0365 Tc 0.0365 Tw (\223High Alumina Refractory Bricks For Steel Production) Tj -0.0626 Tc 0.0626 Tw (\224 means high alumina bricks) Tj 0 -14.16 TD 0 Tc 0 Tw (for steel ladles and high alumina bricks for torpedo cars, and includes, but is not) Tj ET endstream endobj 14 0 obj 3672 endobj 12 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 13 0 R >> endobj 16 0 obj << /Length 17 0 R >> stream BT 295.68 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 3 -) Tj -151.68 677.04 TD (limited to, those products listed on page 1 of a document entitled, ) Tj -1.68 Tc (\223) Tj 0 Tc (BURNED) Tj 0 -14.16 TD (BAUXITE \(Farber\)) Tj -1.44 Tc 1.44 Tw (\224 ) Tj 0 Tc 0 Tw (attached as part of Schedule 1.2\(a\)\(vii\) of the Divestiture) Tj T* (Agreement.) Tj -36 -28.32 TD (H.) Tj 36 0 TD -0.0988 Tc 0.0988 Tw (\223Divested Products) Tj -0.03 Tc 0.03 Tw (\224 means Basic Refractory Bricks For Steel Production and) Tj 0 -14.16 TD 0 Tc 0 Tw (High Alumina Refractory Bricks For Steel Production.) Tj -36 -28.32 TD (I.) Tj 36 0 TD -0.112 Tc 0.112 Tw (\223Divested Assets) Tj -0.2057 Tc 0.2057 Tw (\224 means: ) Tj 0 -28.32 TD 0 Tc 0 Tw (1.) Tj 36 0 TD (all of Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s rights, title, and interest acquired from Global pursuant) Tj 0 -14.16 TD (to the Acquisition, in all assets and businesses relating to the research,) Tj T* (development, manufacture, sale, and distribution of Basic Refractory) Tj T* (Bricks For Steel Production in North America, including, without) Tj T* (limitation, the following:) Tj T* (a.) Tj 36 0 TD (all plant facilities, machinery, fixtures, equipment, vehicles,) Tj 0 -14.16 TD (transportation and storage facilities, furniture, tools, supplies,) Tj T* (stores, spare parts, and other tangible personal property located at) Tj T* (or relating to a facility owned and operated by Global at 5501) Tj T* (Kennedy Avenue, Hammond, IN 46323-1168;) Tj -36 -14.16 TD (b.) Tj 36 0 TD (all plant facilities, machinery, fixtures, equipment, vehicles,) Tj 0 -14.16 TD (transportation and storage facilities, furniture, tools, supplies,) Tj T* (stores, spare parts, and other tangible personal property located at) Tj T* (or relating to a facility owned and operated by Global at 78, route) Tj T* (148, Grenville, Quebec JOV1JO, Canada;) Tj -36 -14.16 TD (c.) Tj 36 0 TD (all customer lists, vendor lists, catalogs, sales promotion literature,) Tj 0 -14.16 TD (advertising materials, research materials, technical information,) Tj T* (dedicated management information systems, information contained) Tj T* (in management information systems, rights to software, technology,) Tj T* (know-how, ongoing research and development, specifications,) Tj T* (designs, drawings, processes and quality control data, wherever) Tj T* (located;) Tj -36 -14.16 TD (d.) Tj 36 0 TD (all United States and Canadian intellectual property rights,) Tj 0 -14.16 TD (including but not limited to patents, patent rights, patent) Tj T* (applications, formulas, mixes, molds, inventions, copyrights, trade) Tj T* (secrets, know-how, trademarks, and trade names;) Tj -36 -14.16 TD (e.) Tj 36 0 TD (raw material and finished product inventories and goods in process,) Tj 0 -14.16 TD (wherever located;) Tj -36 -14.16 TD (f.) Tj 36 0 TD (all right, title and interest in and to owned or leased real property,) Tj 0 -14.16 TD (together with appurtenances, licenses, and permits, wherever) Tj T* (located;) Tj -36 -14.16 TD (g.) Tj 36 0 TD (all right, title, interest, and contractual rights in and to sources of) Tj 0 -14.16 TD (raw material for Basic Refractory Bricks For Steel Production,) Tj T* (wherever located;) Tj -36 -14.16 TD (h.) Tj 36 0 TD (all right, title, and interest in and to the contracts \(together with) Tj 0 -14.16 TD (associated bids\) entered into in the ordinary course of business with) Tj T* (customers, suppliers, sales representatives, distributors, agents,) Tj ET endstream endobj 17 0 obj 3563 endobj 15 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 16 0 R >> endobj 19 0 obj << /Length 20 0 R >> stream BT 295.68 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 4 -) Tj -79.68 677.04 TD (personal property lessors, personal property lessees, licensors,) Tj 0 -14.16 TD (licensees, consignors and consignees, wherever located;) Tj -36 -14.16 TD (i.) Tj 36 0 TD (all rights under warranties and guarantees, express or implied,) Tj 0 -14.16 TD (wherever located;) Tj -36 -14.16 TD (j.) Tj 36 0 TD (all separately maintained, as well as relevant portions of not) Tj 0 -14.16 TD (separately maintained, books, records and files, wherever located;) Tj -36 -14.16 TD (k.) Tj 36 0 TD (all federal, state, and local regulatory agency registrations, permits,) Tj 0 -14.16 TD (and applications, and all documents related thereto, wherever) Tj T* (located; and) Tj -36 -14.16 TD (l.) Tj 36 0 TD (all items of prepaid expense; and,) Tj -72 -28.32 TD (2.) Tj 36 0 TD (all of Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s rights, title, and interest in all assets and businesses) Tj 0 -14.16 TD (related to the research, development, manufacture, distribution, and sale of) Tj T* (High Alumina Refractory Bricks For Steel Production in North America,) Tj T* (including, without limitation, the following:) Tj T* (a.) Tj 36 0 TD (all plant facilities, machinery, fixtures, equipment, vehicles,) Tj 0 -14.16 TD (transportation and storage facilities, furniture, tools, supplies,) Tj T* (stores, spare parts, and other tangible personal property located at) Tj T* (or relating to a facility owned and operated by Respondent at 300) Tj T* (Locust St., Farber, Missouri 63345;) Tj -36 -14.16 TD (b.) Tj 36 0 TD (all customer lists, vendor lists, catalogs, sales promotion literature,) Tj 0 -14.16 TD (advertising materials, research materials, technical information,) Tj T* (dedicated management information systems, information contained) Tj T* (in management information systems, rights to software, technology,) Tj T* (know-how, ongoing research and development, specifications,) Tj T* (designs, drawings, processes and quality control data, wherever) Tj T* (located;) Tj -36 -14.16 TD (c.) Tj 36 0 TD (all United States and Canadian intellectual property rights,) Tj 0 -14.16 TD (including but not limited to patents, patent rights, patent) Tj T* (applications, formulas, mixes, molds, inventions, copyrights, trade) Tj T* (secrets, know-how, trademarks, and trade names;) Tj -36 -14.16 TD (d.) Tj 36 0 TD (raw material and finished product inventories and goods in process,) Tj 0 -14.16 TD (wherever located;) Tj -36 -14.16 TD (e.) Tj 36 0 TD (all right, title and interest in and to owned or leased real property,) Tj 0 -14.16 TD (together with appurtenances, licenses, and permits, wherever) Tj T* (located;) Tj -36 -14.16 TD (f.) Tj 36 0 TD (all right, title, interest, and contractual rights in and to sources of) Tj 0 -14.16 TD (raw material for High Alumina Refractory Bricks For Steel) Tj T* (Production, wherever located;) Tj -36 -14.16 TD (g.) Tj 36 0 TD (all right, title, and interest in and to the contracts \(together with) Tj 0 -14.16 TD (associated bids\) entered into in the ordinary course of business with) Tj T* (customers, suppliers, sales representatives, distributors, agents,) Tj T* (personal property lessors, personal property lessees, licensors,) Tj T* (licensees, consignors and consignees, wherever located;) Tj -36 -14.16 TD (h.) Tj 36 0 TD (all rights under warranties and guarantees, express or implied,) Tj 0 -14.16 TD (wherever located;) Tj ET endstream endobj 20 0 obj 3493 endobj 18 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 19 0 R >> endobj 24 0 obj << /Length 25 0 R >> stream BT 295.68 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 5 -) Tj -115.68 677.04 TD (i.) Tj 36 0 TD (all separately maintained, as well as relevant portions of not) Tj 0 -14.16 TD (separately maintained, books, records and files, wherever located;) Tj -36 -14.16 TD (j.) Tj 36 0 TD (all federal, state, and local regulatory agency registrations, permits,) Tj 0 -14.16 TD (and applications, and all documents related thereto, wherever) Tj T* (located; and) Tj -36 -14.16 TD (k.) Tj 36 0 TD (all items of prepaid expense, wherever located.) Tj -72 -28.32 TD /F2 12 Tf (Provided, however,) Tj 92.88 0 TD /F1 12 Tf ( that if Respondent divests to Resco pursuant to Paragraph) Tj -92.88 -14.16 TD (II.A. of this Order, Divested Assets are limited to the assets conveyed by the) Tj 0 -14.16 TD (Divestiture Agreement, and Divested Assets do not include the following assets:) Tj 36 -14.16 TD (\(1\) the fixtures, structures, and real property owned and operated by) Tj 0 -14.16 TD (Respondent in Farber, Missouri \() Tj -1.68 Tc (\223) Tj 0 Tc (RHI Farber Plant) Tj -1.44 Tc (\224) Tj 0 Tc (\);) Tj T* (\(2\) the assets and contracts listed on Schedules 1.2\(b\)\(ix\) and 1.3\(b\)\(iv\) to) Tj T* (the Asset Purchase Agreement \(dated November 11, 1999\) among North) Tj T* (American Refractories Company and Resco Products, Inc.;) Tj T* (\(3\) any trademark rights for any brand to the left of which the word ) Tj -1.68 Tc (\223) Tj 0 Tc (no) Tj -1.44 Tc (\224) Tj T* 0 Tc (has been typed in the column bearing the heading, ) Tj -1.68 Tc (\223) Tj 0 Tc (TM Rights*,) Tj -1.44 Tc 1.44 Tw (\224 ) Tj 0 Tc 0 Tw (for:) Tj 36 -14.16 TD (\(i\) those brands listed on pages one through four of a document) Tj 0 -14.16 TD (entitled, ) Tj -0.07 Tc 0.07 Tw (\223UNBURNED BASIC \(Hammond\),) Tj -1.44 Tc 1.44 Tw (\224 ) Tj 0 Tc 0 Tw (attached as part of) Tj T* (Schedule 1.2\(a\)\(vii\) of the Divestiture Agreement; and, ) Tj T* (\(ii\) those brands listed on pages one through three of a document) Tj T* (entitled, ) Tj -1.68 Tc (\223) Tj 0 Tc (BURNED BASIC \(MgO\) & MagChrome \(Marelan\),) Tj -1.44 Tc (\224) Tj T* 0 Tc (attached as part of Schedule 1.2\(a\)\(vii\) of the Divestiture) Tj T* (Agreement;) Tj -36 -14.16 TD (\(4\) any trademark rights for any brand to the left of which the word ) Tj -1.68 Tc (\223) Tj 0 Tc (no) Tj -1.44 Tc (\224) Tj 0 -14.16 TD 0 Tc (has been typed in the column bearing the heading, ) Tj -1.68 Tc (\223) Tj 0 Tc (TM Rights*,) Tj -1.44 Tc 1.44 Tw (\224 ) Tj 0 Tc 0 Tw (for those) Tj T* (products listed on page 1 of a document entitled, ) Tj -1.68 Tc (\223) Tj 0 Tc (BURNED BAUXITE) Tj T* (\(Farber\)) Tj -1.44 Tc 1.44 Tw (\224 ) Tj 0 Tc 0 Tw (in Schedule 1.2\(a\)\(vii\) of the Divestiture Agreement;) Tj T* (\(5\) the assets not transferred to Resco pursuant to Section 1.2\(b\) of the) Tj T* (Divestiture Agreement, as and to the extent modified or amended by the) Tj T* (Settlement Agreement; ) Tj T* (\(6\) the licenses described in Confidential Attachment A to this Consent) Tj T* (Order; ) Tj T* (\(7\) fixtures, equipment, and raw materials used for the tar impregnation of) Tj T* (Basic Refractory Brick For Steel Production;) Tj T* (\(8\) any real property, buildings, fixtures, equipment, inventory, documents,) Tj T* (or other tangible assets located outside of the United States and Canada in) Tj T* (which any of the following RHI direct or indirect subsidiaries \(the) Tj T* -0.084 Tc 0.084 Tw (\223Mexican Subsidiaries) Tj -1.44 Tc 0 Tw (\224) Tj 0 Tc (\) has a legal or equitable interest: Refmex, S. de) Tj T* (R.L. de C.V. Refractarios Green, S. de R.L. de C.V. Indresco de Mexico,) Tj T* (S.A. de C.V. Harbison-Walker Refractories, S.A. de C.V. Intool de) Tj T* (Mexico, S.A. de C.V. Corrosion Technologies de Mexico, S.A. de C.V. A.) Tj T* (P. Green de Mexico, S.A. de C.V. Veitsch-Radex-Didier Mexico S.A. de) Tj T* (C.V. ;) Tj T* (\(9\) all patents, trade secrets, and other intellectual property in which any of) Tj T* (the Mexican Subsidiaries has a legal or equitable interest, except for) Tj ET endstream endobj 25 0 obj 4109 endobj 21 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F1 8 0 R /F2 22 0 R >> /ProcSet 2 0 R >> /Contents 24 0 R >> endobj 27 0 obj << /Length 28 0 R >> stream BT 295.68 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 6 -) Tj -115.68 677.04 TD (patents, trade secrets, and other intellectual property that such Mexican) Tj 0 -14.16 TD (Subsidiaries acquired from Global that is used solely for the research,) Tj T* (development, manufacture or sale of Basic Refractory Bricks For Steel) Tj T* (Production; and,) Tj T* (\(10\) documents and records not required to be transferred to Resco) Tj T* (pursuant to the terms of Paragraph 8 of the Settlement Agreement.) Tj -72 -28.32 TD (J.) Tj 36 0 TD -1.68 Tc (\223) Tj 0 Tc (Resco) Tj -0.0229 Tc 0.0229 Tw (\224 means Resco Products, Inc., a corporation organized, existing and doing) Tj 0 -14.16 TD 0 Tc 0 Tw (business under and by virtue of the laws of the State of Pennsylvania with its office) Tj T* (and principal place of business at Conshohocken Road, PO Box 108, Norristown,) Tj T* (Pennsylvania 19404.) Tj -36 -28.32 TD (K.) Tj 36 0 TD -0.1867 Tc (\223Acquirer) Tj -0.0236 Tc 0.0236 Tw (\224 means either Resco, if Respondent divests pursuant to Paragraph II.A.) Tj 0 -14.16 TD 0 Tc 0 Tw (of this Order, or such other entity to whom Respondent divests the Divested) Tj T* (Assets pursuant to any other provision of this Order.) Tj -36 -28.32 TD (L.) Tj 36 0 TD -0.08 Tc 0.08 Tw (\223Divestiture Agreement) Tj -0.0465 Tc 0.0465 Tw (\224 means each and all of the following:) Tj 0 -14.16 TD 0 Tc 0 Tw (1.) Tj 36 0 TD (Asset Purchase Agreement \(dated November 11, 1999\) among North) Tj 0 -14.16 TD (American Refractories Company and Resco Products, Inc., as amended by) Tj T* (Amendment No. 1 to Asset Purchase Agreement \(November 19, 1999\),) Tj T* (Amendment No. 2 to Asset Purchase Agreement \(November 30, 1999\), ) Tj T* (Amendment No. 3 to Asset Purchase Agreement \(December 3, 1999\),) Tj T* (Amendment No. 4 to Asset Purchase Agreement \(December 10, 1999\),) Tj T* (Amendment No. 5 to Asset Purchase Agreement \(December 10, 1999\),) Tj T* (and Amendment No. 6 to Asset Purchase Agreement \(December 15,) Tj T* (1999\);) Tj -36 -14.16 TD (2.) Tj 36 0 TD (Transition Services Agreement between North American Refractories) Tj 0 -14.16 TD (Company and Resco Products, Inc. \(March 3, 2000\);) Tj -36 -14.16 TD (3.) Tj 36 0 TD (Magnesite Supply Agreement among North American Refractories) Tj 0 -14.16 TD (Company and Resco Products, Inc., \(\(March 3, 2000\); and,) Tj -36 -14.16 TD (4.) Tj 36 0 TD (Settlement Agreement, including, but not limited to, the provisions of the) Tj 0 -14.16 TD (Settlement Agreement that modify the Divestiture Agreement.) Tj -72 -28.32 TD (M.) Tj 36 0 TD -1.68 Tc (\223) Tj 0 Tc (Settlement Agreement) Tj -0.036 Tc 0.036 Tw (\224 means the Settlement Agreement between North) Tj 0 -14.16 TD 0 Tc 0 Tw (American Refractories Company and Resco Products, Inc. \(October 27, 2000\). ) Tj -36 -28.32 TD (N.) Tj 36 0 TD -0.07 Tc 0.07 Tw (\223New Divestiture Agreement) Tj -0.0343 Tc 0.0343 Tw (\224 means all agreements for the sale of the Divested) Tj 0 -14.16 TD 0 Tc 0 Tw (Assets other than the Divestiture Agreement, and includes any divestiture) Tj T* (agreement entered into by a trustee pursuant to Paragraph III of this Order.) Tj ET endstream endobj 28 0 obj 3225 endobj 26 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 27 0 R >> endobj 31 0 obj << /Length 32 0 R >> stream BT 295.68 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 7 -) Tj 4.32 648.48 TD /F0 12 Tf (II.) Tj -192 -28.32 TD (IT IS FURTHER ORDERED) Tj 151.2 0 TD /F1 12 Tf ( that: ) Tj -151.2 -28.32 TD (A.) Tj 36 0 TD (Respondent shall divest to Resco, absolutely and in good faith, at no minimum) Tj 0 -14.16 TD (price, the Divested Assets pursuant to the Divestiture Agreement on or before) Tj T* (March 3, 2000. ) Tj -36 -28.32 TD (B.) Tj 36 0 TD /F2 12 Tf (Provided, however,) Tj 92.88 0 TD /F1 12 Tf ( that if the Commission determines to make the Order final, but) Tj -92.88 -14.16 TD (notifies the Respondent either that Resco is not an acceptable acquirer, or that the) Tj 0 -14.16 TD (Divestiture Agreement is not an acceptable manner of divestiture, then Respondent) Tj T* (shall rescind the Divestiture Agreement and rescind any divestiture to Resco, and) Tj T* (Respondent shall divest the Divested Assets, absolutely and in good faith, and at) Tj T* (no minimum price, pursuant to a New Divestiture Agreement within ninety \(90\)) Tj T* (days of the date the Order becomes final to an Acquirer or Acquirers that receive) Tj T* (the prior approval of the Commission and in a manner that receives the prior) Tj T* (approval of the Commission.) Tj -36 -28.32 TD (C.) Tj 36 0 TD (Any New Divestiture Agreement shall require Respondent to:) Tj 0 -28.32 TD (1.) Tj 36 0 TD (Indemnify, defend and hold the Acquirer harmless from any and all suits,) Tj 0 -14.16 TD (claims, actions, demands, liabilities, expenses or losses arising from the) Tj T* (performance of any service or the manufacture or sale of any raw material) Tj T* (or product supplied to the Acquirer by Respondent pursuant to the New) Tj T* (Divestiture Agreement; ) Tj 114.48 0 TD /F2 12 Tf (provided, however) Tj 88.56 0 TD /F1 12 Tf (, that the obligations of this) Tj -203.04 -14.16 TD (Paragraph II.C.1. may be contingent upon the Acquirer) Tj -2.88 Tc (\222) Tj 0 Tc (s giving) Tj 0 -14.16 TD (Respondent prompt, adequate notice of such claim, cooperating fully in the) Tj T* (defense of such claim, and permitting Respondent to assume the sole) Tj T* (control of all phases of the defense and/or settlement of such claim,) Tj T* (including the selection of counsel; ) Tj 164.4 0 TD /F2 12 Tf (and provided further) Tj 100.08 0 TD /F1 12 Tf ( that the obligations) Tj -264.48 -14.16 TD (of this Paragraph II.C.1. need not require Respondent to be liable for any) Tj 0 -14.16 TD (negligent act or omission of the Acquirer or for any representations and) Tj T* (warranties, express or implied, made by the Acquirer that exceed the) Tj T* (representations and warranties made by Respondent to the Acquirer;) Tj -36 -28.32 TD (2.) Tj 36 0 TD (Make available to the Acquirer, upon reasonable notice and request by the) Tj 0 -14.16 TD (Acquirer, for a period not to exceed eighteen \(18\) months from the date) Tj T* (Respondent first provides assistance, personnel, or training to the Acquirer) Tj T* (pursuant to the New Divestiture Agreement, all records kept in the normal) Tj T* (course of business that relate to the Cost of providing such assistance,) Tj T* (personnel, or training to the Acquirer.) Tj -72 -28.32 TD (D.) Tj 36 0 TD (If Respondent or a trustee divests pursuant to Paragraph II.B. or Paragraph IV. of) Tj 0 -14.16 TD (this Order, Respondent shall, at the option of the Acquirer, enter into a contract: ) Tj ET endstream endobj 32 0 obj 3434 endobj 29 0 obj << /Type /Page /Parent 30 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R /F2 22 0 R >> /ProcSet 2 0 R >> /Contents 31 0 R >> endobj 34 0 obj << /Length 35 0 R >> stream BT 295.68 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 8 -) Tj -151.68 677.04 TD (1.) Tj 36 0 TD (To supply and deliver to the Acquirer in a timely manner and under) Tj 0 -14.16 TD (reasonable terms and conditions, any raw materials reasonably necessary) Tj T* (for the Acquirer to use the Divested Assets in the same businesses in which) Tj T* (the Divested Assets are engaged at the time of the Acquisition;) Tj -36 -28.32 TD (2.) Tj 36 0 TD (To assign or otherwise convey to the Acquirer all of Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s right,) Tj 0 -14.16 TD (title, and interest in any contract with any person relating to research,) Tj T* (development, manufacture, marketing, sale, brokerage, or distribution of ) Tj T* (the Divested Products; ) Tj 111.6 0 TD /F2 12 Tf (provided that) Tj 64.32 0 TD /F1 12 Tf ( if such assignment or conveyance) Tj -175.92 -14.16 TD (may not be made or be made effective without the consent of any person,) Tj 0 -14.16 TD (Respondent shall use its best efforts to obtain all necessary consents from) Tj T* (such person and, failing such consent, shall enter into an agreement with) Tj T* (the Acquirer to provide to the Acquirer all the benefits flowing to) Tj T* (Respondent pursuant to such contract; and,) Tj -36 -28.32 TD (3.) Tj 36 0 TD (To provide to the Acquirer, at cost, for a period not to exceed six \(6\)) Tj 0 -14.16 TD (months from the date of consummation of the New Divestiture Agreement,) Tj T* (such assistance, personnel and training as requested by the Acquirer) Tj T* (\(including its agents and contractors\) relating to:) Tj 0 -28.32 TD (a.) Tj 36 0 TD (the research, development, manufacture, sale, and distribution of) Tj 0 -14.16 TD (the Divested Products; and,) Tj -36 -28.32 TD (b.) Tj 36 0 TD (any Environmental Protection Agency applications, registrations,) Tj 0 -14.16 TD (procedures, proceedings, or approvals related to the research,) Tj T* (manufacture, sale and distribution of Divested Products;) Tj -108 -28.32 TD /F2 12 Tf (Provided) Tj 43.68 0 TD /F1 12 Tf (,) Tj 3.12 0 TD /F2 12 Tf ( however) Tj 42.96 0 TD /F1 12 Tf (, that with respect to the assets that are to be divested and the contracts) Tj -89.76 -14.16 TD (that are to be entered into pursuant to this Paragraph II.D. at the option of the Acquirer or) Tj 0 -14.16 TD (Acquirers, Respondent need not divest such assets or enter into such contracts only if the) Tj T* (Acquirer or Acquirers choose not to acquire such assets or enter such contracts and the) Tj T* (Commission approves the divestiture without such assets or contracts.) Tj 0 -28.32 TD (E.) Tj 36 0 TD (Respondent shall not use any patents, trade secrets, or other intellectual property) Tj 0 -14.16 TD (licensed from Resco pursuant to the Settlement Agreement \(including but not) Tj T* (limited to the patent license agreement attached as Exhibit C to the Settlement) Tj T* (Agreement\) for the research, development, manufacture, distribution, or sale of) Tj T* (Divested Products in North America. ) Tj -36 -28.32 TD (F.) Tj 36 0 TD (Respondent shall comply with the terms of the Divestiture Agreement \(if) Tj 0 -14.16 TD (Respondent divests pursuant to Paragraph II.A. of this Order\) or the New) Tj T* (Divestiture Agreement \(if Respondent, or a trustee, divests pursuant to Paragraph) Tj T* (II.B. or Paragraph III. of this Order\), which terms are incorporated by reference) Tj T* (into this Order, and made a part hereof. Any failure by Respondent to comply) Tj T* (with the Divestiture Agreement or the New Divestiture Agreement shall constitute) Tj T* (a failure to comply with this Order. Notwithstanding any paragraph, section, or) Tj ET endstream endobj 35 0 obj 3700 endobj 33 0 obj << /Type /Page /Parent 30 0 R /Resources << /Font << /F1 8 0 R /F2 22 0 R >> /ProcSet 2 0 R >> /Contents 34 0 R >> endobj 37 0 obj << /Length 38 0 R >> stream BT 295.68 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 9 -) Tj -151.68 677.04 TD (other provision of the Divestiture Agreement \(if Respondent divests pursuant to) Tj 0 -14.16 TD (Paragraph II.A. of the Order\) or the New Divestiture Agreement \(if Respondent,) Tj T* (or a trustee, divests pursuant to Paragraph II.B. or Paragraph III. of this Order\),) Tj T* (any failure to meet any condition precedent to closing \(whether waived or not\) or) Tj T* (any modification of the Divestiture Agreement \(if Respondent divests pursuant to) Tj T* (Paragraph II.A. of the Order\) or the New Divestiture Agreement \(if Respondent,) Tj T* (or a trustee, divests pursuant to Paragraph II.B. or Paragraph III. of this Order\),) Tj T* (without the prior approval of the Commission, shall constitute a failure to comply) Tj T* (with this Order.) Tj -36 -28.32 TD (G.) Tj 36 0 TD (Notwithstanding any provision of the Divestiture Agreement or this Order,) Tj 0 -14.16 TD (Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s failure to act or to perform an obligation required by the Divestiture) Tj T* (Agreement or this Order \() Tj -1.68 Tc (\223) Tj 0 Tc (Required Act) Tj -1.44 Tc (\224) Tj 0 Tc (\) by the date specified in the Divestiture) Tj T* (Agreement or this Order \() Tj -1.68 Tc (\223) Tj 0 Tc (Performance Date) Tj -1.44 Tc (\224) Tj 0 Tc (\) shall not constitute a failure to) Tj T* (comply with this Order if the Performance Date was on or before the date this) Tj T* (Order becomes final, so long as Respondent performs such Required Act by the) Tj T* (later of: \(i\) five \(5\) business days after the date this Order becomes final; and, \(ii\) ) Tj T* (the Performance Date, except that for any Performance Date created by) Tj T* (paragraphs 4-9, 11-20, and 22-33 of the Settlement Agreement, and occurring) Tj T* (after the date this Order becomes final, Respondent shall perform such Required) Tj T* (Act within twenty \(20\) business days after the Performance Date.) Tj -36 -42.48 TD (H.) Tj 36 0 TD (The purpose of the divestiture of the Divested Assets is to ensure the continued) Tj 0 -14.16 TD (use of the Divested Assets in the same businesses in which the Divested Assets are) Tj T* (engaged at the time of the Acquisition, and to remedy any lessening of competition) Tj T* (resulting from the Acquisition as alleged in the Commission) Tj -2.88 Tc (\222) Tj 0 Tc (s complaint.) Tj -36 -28.32 TD (I.) Tj 36 0 TD (Pending divestiture of the Divested Assets, Respondent shall take such actions as) Tj 0 -14.16 TD (are necessary to maintain the viability, marketability and competitiveness of the) Tj T* (Divested Assets, and to prevent the destruction, removal, wasting, deterioration,) Tj T* (or impairment of any of the Divested Assets.) Tj ET endstream endobj 38 0 obj 2778 endobj 36 0 obj << /Type /Page /Parent 30 0 R /Resources << /Font << /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 37 0 R >> endobj 40 0 obj << /Length 41 0 R >> stream BT 292.8 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 10 -) Tj 4.8 676.8 TD /F0 12 Tf (III.) Tj -153.6 -28.32 TD (IT IS FURTHER ORDERED) Tj 151.2 0 TD /F1 12 Tf ( that at any time after Respondent signs the) Tj -223.2 -14.16 TD (Agreement Containing Consent Order in this matter, the Commission may appoint an Interim) Tj 0 -14.16 TD (Trustee to ensure that Respondent fully performs its responsibilities in a timely manner as required) Tj T* (by this Order and the Divestiture Agreement approved by the Commission. Respondent shall) Tj T* (consent to the following terms and conditions regarding the powers, duties, authorities, and) Tj T* (responsibilities of the Interim Trustee appointed pursuant to this Paragraph III:) Tj 36 -28.32 TD (A.) Tj 36 0 TD (The Commission shall select the Interim Trustee, subject to the consent of) Tj 0 -14.16 TD (Respondents, which consent shall not be unreasonably withheld. If Respondent) Tj T* (has not opposed, in writing, including the reasons for opposing, the selection of) Tj T* (any proposed trustee within ten \(10\) days after notice by the staff of the) Tj T* (Commission to Respondent of the identity of any proposed trustee, Respondent) Tj T* (shall be deemed to have consented to the selection of the proposed trustee.) Tj -36 -28.32 TD (B.) Tj 36 0 TD (The Interim Trustee shall have the power and authority to monitor Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s) Tj 0 -14.16 TD (compliance with the terms of this Order and with the terms of the Divestiture) Tj T* (Agreement.) Tj -36 -28.32 TD (C.) Tj 36 0 TD (Within ten \(10\) days after appointment of the Interim Trustee, Respondent shall) Tj 0 -14.16 TD (execute a trust agreement that, subject to the prior approval of the Commission,) Tj T* (confers on the Interim Trustee all the rights and powers necessary to permit the) Tj T* (Interim Trustee to monitor Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s compliance with the terms of this Order) Tj T* (and with the Divestiture Agreement. The Interim Trustee shall sign a) Tj T* (confidentiality agreement prohibiting the use, or disclosure to anyone other than) Tj T* (the Commission, of any competitively sensitive or proprietary information gained) Tj T* (as a result of his or her role as Interim Trustee.) Tj -36 -28.32 TD (D.) Tj 36 0 TD (The Interim Trustee shall serve until the expiration of the terms of all of the) Tj 0 -14.16 TD (contracts that comprise the Divestiture Agreement, or in the event that there is a) Tj T* (New Acquirer pursuant to the provisions of Paragraph II.B. of this Order, the) Tj T* (Interim Trustee shall serve until the expiration of the terms of all of the contracts) Tj T* (that comprise the New Divestiture Agreement.) Tj -36 -28.32 TD (E.) Tj 36 0 TD (The Interim Trustee shall have full and complete access to Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s) Tj 0 -14.16 TD (personnel, books, records, documents, facilities and technical information relating) Tj T* (to the research, development, manufacture, sale, and distribution of the Divested) Tj T* (Products, or to any other relevant information, as the Interim Trustee may) Tj T* (reasonably request. Respondent shall cooperate with any reasonable request of the) Tj T* (Interim Trustee. Respondent shall take no action to interfere with or impede the) Tj T* (Interim Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s ability to monitor Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s compliance with this Order and) Tj T* (with the Divestiture Agreement or New Divestiture Agreement.) Tj -36 -28.32 TD (F.) Tj 36 0 TD (The Interim Trustee shall serve, without bond or other security, at the expense of) Tj 0 -14.16 TD (Respondent, on such reasonable and customary terms and conditions as the) Tj ET endstream endobj 41 0 obj 3775 endobj 39 0 obj << /Type /Page /Parent 30 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 40 0 R >> endobj 43 0 obj << /Length 44 0 R >> stream BT 292.8 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 11 -) Tj -148.8 677.04 TD (Commission may set. The Interim Trustee shall have authority to employ, at the) Tj 0 -14.16 TD (expense of Respondent, such consultants, accountants, attorneys and other) Tj T* (representatives and assistants as are reasonably necessary to carry out the Interim) Tj T* (Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s duties and responsibilities. The Interim Trustee shall account for all) Tj T* (expenses incurred, including fees for his or her services, subject to the approval of) Tj T* (the Commission.) Tj -36 -28.32 TD (G.) Tj 36 0 TD (Respondent shall indemnify the Interim Trustee and hold the Interim Trustee) Tj 0 -14.16 TD (harmless against any losses, claims, damages, liabilities or expenses arising out of,) Tj T* (or in connection with, the performance of the Interim Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s duties, including) Tj T* (all reasonable fees of counsel and other expenses incurred in connection with the) Tj T* (preparations for, or defense of, any claim whether or not resulting in any liability,) Tj T* (except to the extent that such liabilities, losses, damages, claims, or expenses result) Tj T* (from misfeasance, gross negligence, willful or wanton acts, or bad faith by the) Tj T* (Interim Trustee.) Tj -36 -28.32 TD (H.) Tj 36 0 TD (If the Commission determines that the Interim Trustee has ceased to act or failed) Tj 0 -14.16 TD (to act diligently, the Commission may appoint a substitute trustee in the same) Tj T* (manner as provided in Paragraph III.A. of this Order.) Tj -36 -28.32 TD (I.) Tj 36 0 TD (The Commission may on its own initiative or at the request of the Interim Trustee) Tj 0 -14.16 TD (issue such additional orders or directions as may be necessary or appropriate to) Tj T* (assure compliance with the requirements of this Order and with the Divestiture) Tj T* (Agreement.) Tj -36 -28.32 TD (J.) Tj 36 0 TD (The Interim Trustee shall report to the Commission in writing concerning) Tj 0 -14.16 TD (compliance by Respondent with the provisions of Paragraphs II. and III. of this) Tj T* (Order at least once every ninety \(90\) days. Such reports shall include at least the) Tj T* (following:) Tj 0 -28.32 TD (1.) Tj 36 0 TD (whether Respondent has supplied any magnesite or other raw materials to) Tj 0 -14.16 TD (the Acquirer in conformity with the requirements of this Order and the) Tj T* (Divestiture Agreement or New Divestiture Agreement;) Tj -36 -28.32 TD (2.) Tj 36 0 TD (whether Respondent has provided any technical assistance, services, or) Tj 0 -14.16 TD (refractory products to the Acquirer in conformity with the requirements of) Tj T* (this Order and the Divestiture Agreement or New Divestiture Agreement;) Tj -36 -28.32 TD (3.) Tj 36 0 TD (whether Respondent has paid the Acquirer for any products or services) Tj 0 -14.16 TD (sold or otherwise provided to Respondent by the Acquirer in conformity) Tj T* (with the requirements of this Order and the Divestiture Agreement or New) Tj T* (Divestiture Agreement;) Tj -36 -28.32 TD (4.) Tj 36 0 TD (whether Respondent has given the Interim Trustee access to records in) Tj 0 -14.16 TD (conformity with this Order; and,) Tj ET endstream endobj 44 0 obj 3250 endobj 42 0 obj << /Type /Page /Parent 30 0 R /Resources << /Font << /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 43 0 R >> endobj 46 0 obj << /Length 47 0 R >> stream BT 292.8 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 12 -) Tj -148.8 677.04 TD (5.) Tj 36 0 TD (whether Respondents have maintained the Divested Assets as required in) Tj 0 -14.16 TD (this Order.) Tj 117.84 -28.56 TD /F0 12 Tf (IV.) Tj -153.84 -28.32 TD (IT IS FURTHER ORDERED) Tj 151.2 0 TD /F1 12 Tf ( that:) Tj -187.2 -28.32 TD (A.) Tj 36 0 TD (If Respondent fails to complete the divestitures required by Paragraph II. of this) Tj 0 -14.16 TD (Order within the time periods specified therein, then the Commission may appoint) Tj T* (a Divestiture Trustee to divest the Divested Assets to an Acquirer and to execute a) Tj T* (New Divestiture Agreement that satisfies the requirements of Paragraph II of this) Tj 0 -14.4 TD (Order.) Tj 31.2 0 TD /F0 12 Tf ( ) Tj 3.12 0 TD /F1 12 Tf ( The Divestiture Trustee may be the same person as the Interim Trustee and) Tj -34.32 -14.16 TD (will have the authority and responsibility to divest the Divested Assets absolutely) Tj 0 -14.16 TD (and in good faith, and with the Commission) Tj -2.88 Tc (\222) Tj 0 Tc (s prior approval. Neither the decision) Tj T* (of the Commission to appoint a Divestiture Trustee, nor the decision of the) Tj T* (Commission not to appoint a Divestiture Trustee, to divest any of the assets under) Tj T* (this Paragraph IV.A. shall preclude the Commission or the Attorney General from) Tj T* (seeking civil penalties or any other relief available to it, including a court-appointed) Tj T* (trustee, pursuant to \247 5\() Tj 115.2 0 TD /F2 12 Tf (l) Tj 3.36 0 TD /F1 12 Tf (\) of the Â鶹´«Ã½ Trade Commission Act, or any other) Tj -118.56 -14.16 TD (statute enforced by the Commission, for any failure by the Respondents to comply) Tj 0 -14.16 TD (with this Order. ) Tj -36 -28.32 TD (B.) Tj 36 0 TD (If a Divestiture Trustee is appointed by the Commission or a court pursuant to) Tj 0 -14.16 TD (Paragraph IV.A. of this Order to divest the Divested Assets to an Acquirer,) Tj T* (Respondent shall consent to the following terms and conditions regarding the) Tj T* (Divestiture Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s powers, duties, authority, and responsibilities:) Tj 0 -28.32 TD (1.) Tj 36 0 TD (The Commission shall select the Divestiture Trustee, subject to the consent) Tj 0 -14.16 TD (of Respondent, which consent shall not be unreasonably withheld. If) Tj T* (Respondent has not opposed, in writing, including the reasons for) Tj T* (opposing, the selection of any proposed Divestiture Trustee within ten \(10\)) Tj T* (days after notice by the staff of the Commission to Respondent of the) Tj T* (identity of any proposed Divestiture Trustee, Respondent shall be deemed) Tj T* (to have consented to the selection of the proposed Divestiture Trustee.) Tj -36 -28.32 TD (2.) Tj 36 0 TD (Subject to the prior approval of the Commission, the Divestiture Trustee) Tj 0 -14.16 TD (shall have the exclusive power and authority to divest the Divested Assets) Tj T* (to an Acquirer pursuant to the terms of this Order and to enter into a) Tj T* (Divestiture Agreement with the Acquirer pursuant to the terms of this) Tj T* (Order, which Divestiture Agreement shall be subject to the prior approval) Tj T* (of the Commission. ) Tj -36 -28.32 TD (3.) Tj 36 0 TD (Within ten \(10\) days after appointment of the Divestiture Trustee,) Tj 0 -14.16 TD (Respondent shall execute a \(or amend the existing\) trust agreement that,) Tj T* (subject to the prior approval of the Commission and, in the case of a) Tj T* (court-appointed trustee, of the court, transfers to the Divestiture Trustee) Tj ET endstream endobj 47 0 obj 3607 endobj 45 0 obj << /Type /Page /Parent 30 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R /F2 22 0 R >> /ProcSet 2 0 R >> /Contents 46 0 R >> endobj 50 0 obj << /Length 51 0 R >> stream BT 292.8 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 13 -) Tj -112.8 677.04 TD (all rights and powers necessary to permit the Divestiture Trustee to divest) Tj 0 -14.16 TD (the Divested Assets to an Acquirer and to enter into a Divestiture) Tj T* (Agreement with the Acquirer.) Tj -36 -28.32 TD (4.) Tj 36 0 TD (The Divestiture Trustee shall have twelve \(12\) months from the date the) Tj 0 -14.16 TD (Commission approves the trust agreement described in Paragraph IV.B.3.) Tj T* (of this Order to divest the Divested Assets and to enter into a Divestiture) Tj T* (Agreement with an Acquirer that satisfies the requirements of Paragraph II.) Tj T* (of this Order. If, however, at the end of the applicable twelve-month) Tj T* (period, the Divestiture Trustee has submitted to the Commission a plan of) Tj T* (divestiture or believes that divestiture can be achieved within a reasonable) Tj T* (time, such divestiture period may be extended by the Commission, or, in) Tj T* (the case of a court-appointed trustee, by the court; provided, however, the) Tj T* (Commission may extend such divestiture period only two \(2\) times.) Tj -36 -28.32 TD (5.) Tj 36 0 TD (The Divestiture Trustee shall have full and complete access to the) Tj 0 -14.16 TD (personnel, books, records and facilities of Respondent related to the) Tj T* (manufacture, distribution, or sale of the Divested Assets, or to any other) Tj T* (relevant information, as the Divestiture Trustee may request. Respondent ) Tj T* (shall develop such financial or other information as the Divestiture Trustee) Tj T* (may request and shall cooperate with the Divestiture Trustee. Respondent) Tj T* (shall take no action to interfere with or impede the Divestiture Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s) Tj T* (accomplishment of his or her responsibilities.) Tj -36 -28.32 TD (6.) Tj 36 0 TD (The Divestiture Trustee shall use reasonable efforts to negotiate the most) Tj 0 -14.16 TD (favorable price and terms available in each contract that is submitted to the) Tj T* (Commission, subject to Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s absolute and unconditional) Tj T* (obligation to divest at no minimum price and the Divestiture Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s) Tj T* (obligation to expeditiously accomplish the remedial purpose of this Order;) Tj T* (to assure that Respondent enters into a Divestiture Agreement that) Tj T* (complies with the provisions of Paragraph II. of this Order; to assure that) Tj T* (Respondent complies with the remaining provisions of Paragraphs II, III) Tj T* (and IV. of this Order; and to assure that the Acquirer obtains the assets) Tj T* (required to research, develop, manufacture, sell and distribute the Divested) Tj T* (Products. The divestiture shall be made to, and the Divestiture Agreement) Tj T* (executed with, an Acquirer in the manner set forth in Paragraph II.B. of) Tj T* (this Order; ) Tj 54.24 0 TD /F2 12 Tf (provided, however) Tj 88.56 0 TD /F1 12 Tf (, if the Divestiture Trustee receives bona fide) Tj -142.8 -14.16 TD (offers from more than one acquiring entity, and if the Commission) Tj 0 -14.16 TD (determines to approve more than one acquiring entity, the Divestiture) Tj T* (Trustee shall divest to the acquiring entity or entities selected by) Tj T* (Respondent from among those approved by the Commission, ) Tj 294.24 0 TD /F2 12 Tf (provided) Tj -294.24 -14.16 TD (further, however) Tj 79.44 0 TD /F1 12 Tf (, that Respondent shall select such entity within five \(5\)) Tj -79.44 -14.16 TD (days of receiving notification of the Commission) Tj -2.88 Tc (\222) Tj 0 Tc (s approval.) Tj -36 -28.32 TD (7.) Tj 36 0 TD (The Divestiture Trustee shall serve, without bond or other security, at the) Tj 0 -14.16 TD (expense of Respondent, on such reasonable and customary terms and) Tj ET endstream endobj 51 0 obj 3851 endobj 48 0 obj << /Type /Page /Parent 49 0 R /Resources << /Font << /F1 8 0 R /F2 22 0 R >> /ProcSet 2 0 R >> /Contents 50 0 R >> endobj 53 0 obj << /Length 54 0 R >> stream BT 292.8 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 14 -) Tj -112.8 677.04 TD (conditions as the Commission or a court may set. The Divestiture Trustee) Tj 0 -14.16 TD (shall have the authority to employ, at the expense of Respondent, such) Tj T* (consultants, accountants, attorneys, investment bankers, business brokers,) Tj T* (appraisers, and other representatives and assistants as are necessary to) Tj T* (carry out the Divestiture Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s duties and responsibilities. The) Tj T* (Divestiture Trustee shall account for all monies derived from the divestiture) Tj T* (and all expenses incurred. After approval by the Commission and, in the) Tj T* (case of a court-appointed trustee, by the court, of the account of the) Tj T* (trustee, including fees for his or her services, all remaining monies shall be) Tj T* (paid at the direction of Respondent. The Divestiture Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s) Tj T* (compensation shall be based at least in significant part on a commission) Tj T* (arrangement contingent on the Divestiture Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s locating a New) Tj T* (Acquirer and assuring compliance with this Order.) Tj -36 -28.32 TD (8.) Tj 36 0 TD (Respondent shall indemnify the Divestiture Trustee and hold the) Tj 0 -14.16 TD (Divestiture Trustee harmless against any losses, claims, damages, liabilities,) Tj T* (or expenses arising out of, or in connection with, the performance of the) Tj T* (Divestiture Trustee) Tj -2.88 Tc (\222) Tj 0 Tc (s duties, including all reasonable fees of counsel and) Tj T* (other expenses incurred in connection with the preparation for, or defense) Tj T* (of, any claim, whether or not resulting in any liability, except to the extent) Tj T* (that such losses, claims, damages, liabilities, or expenses result from) Tj T* (misfeasance, gross negligence, willful or wanton acts, or bad faith by the) Tj T* (Divestiture Trustee.) Tj -36 -28.32 TD (9.) Tj 36 0 TD (If the Commission determines that the Divestiture Trustee has ceased to act) Tj 0 -14.16 TD (or failed to act diligently, the Commission may appoint a substitute trustee) Tj T* (in the same manner as provided in Paragraph IV. of this Order.) Tj -36 -28.32 TD (10.) Tj 36 0 TD (The Commission or, in the case of a court-appointed trustee, the court,) Tj 0 -14.16 TD (may on its own initiative or at the request of the Divestiture Trustee issue) Tj T* (such additional orders or directions as may be necessary or appropriate to) Tj T* (comply with the terms of this Order.) Tj -36 -28.32 TD (11.) Tj 36 0 TD (The Divestiture Trustee shall have no obligation or authority to operate or) Tj 0 -14.16 TD (maintain the Divested Assets.) Tj -36 -28.32 TD (12.) Tj 36 0 TD (The Divestiture Trustee shall report in writing to Respondent and to the) Tj 0 -14.16 TD (Commission every two \(2\) months concerning his or her efforts to divest) Tj T* (the Divested Assets and Respondent) Tj -2.88 Tc (\222) Tj 0 Tc (s compliance with the terms of this) Tj T* (Order.) Tj ET endstream endobj 54 0 obj 3066 endobj 52 0 obj << /Type /Page /Parent 49 0 R /Resources << /Font << /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 53 0 R >> endobj 56 0 obj << /Length 57 0 R >> stream BT 292.8 31.68 TD 0 0 0 rg /F1 12 Tf 0 Tc 0 Tw (- 15 -) Tj 7.44 662.64 TD /F0 12 Tf (V.) Tj -192.24 -28.32 TD (IT IS FURTHER ORDERED) Tj 151.2 0 TD /F1 12 Tf ( that Respondent shall notify the Commission at least) Tj -187.2 -14.16 TD (thirty \(30\) days prior to any proposed change in the corporate Respondent such as dissolution,) Tj 0 -14.16 TD (assignment, sale resulting in the emergence of a successor corporation, or the creation or) Tj T* (dissolution of subsidiaries or any other change in the corporation that may affect compliance) Tj T* (obligations arising out of this Order.) Tj 225.84 -42.72 TD /F0 12 Tf (VI.) Tj -189.84 -28.32 TD (IT IS FURTHER ORDERED) Tj 151.2 0 TD /F1 12 Tf ( that, for the purpose of determining or securing) Tj -187.2 -14.16 TD (compliance with this Order, upon written request, Respondent shall permit any duly authorized) Tj 0 -14.16 TD (representative of the Commission:) Tj 36 -28.32 TD (A.) Tj 36 0 TD (Access, during office hours and in the presence of counsel, to all facilities and) Tj 0 -14.16 TD (access to inspect and copy all books, ledgers, accounts, correspondence,) Tj T* (memoranda and other records and documents in the possession or under the) Tj T* (control of Respondent relating to any matters contained in this Order; and ) Tj -36 -28.32 TD (B.) Tj 36 0 TD (Upon five \(5\) days' notice to Respondent and without restraint or interference) Tj 0 -14.16 TD (from it, to interview officers, directors, employees, agents or independent) Tj T* (contractors of Respondent.) Tj 0 -28.32 TD (By the Commission.) Tj 180 -56.64 TD (Donald S. Clark) Tj 0 -14.16 TD (Secretary) Tj -252 -42.48 TD (SEAL:) Tj 0 -42.48 TD (ISSUED:) Tj 72 0 TD (March 21, 2001) Tj ET endstream endobj 57 0 obj 1743 endobj 55 0 obj << /Type /Page /Parent 49 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 56 0 R >> endobj 6 0 obj << /Type /Font /Subtype /TrueType /Name /F0 /BaseFont /TimesNewRoman,Bold /FirstChar 32 /LastChar 255 /Widths [ 260 340 560 500 500 980 840 280 340 340 500 560 260 340 260 280 500 500 500 500 500 500 500 500 500 500 340 340 560 560 560 500 940 720 680 720 720 660 600 780 780 380 500 800 660 960 720 780 600 780 720 560 660 720 720 1000 720 720 640 340 280 340 580 500 340 500 560 440 560 440 320 500 560 280 340 540 260 820 560 500 560 560 420 380 340 560 500 720 480 500 420 400 220 400 520 780 560 780 560 560 560 560 560 560 560 560 560 560 560 780 560 780 780 560 560 560 560 560 560 560 560 560 560 560 560 780 560 560 260 320 500 500 500 500 220 500 360 740 300 500 560 340 740 500 400 540 300 300 340 580 540 240 340 300 340 500 760 760 760 500 720 720 720 720 720 720 1000 720 660 660 660 660 380 380 380 380 720 720 780 780 780 780 780 560 780 720 720 720 720 720 620 560 500 500 500 500 500 500 720 440 440 440 440 440 280 280 280 280 500 560 500 500 500 500 500 540 500 560 560 560 560 500 560 500 ] /Encoding /WinAnsiEncoding /FontDescriptor 7 0 R >> endobj 7 0 obj << /Type /FontDescriptor /FontName /TimesNewRoman,Bold /Flags 16418 /FontBBox [ -250 -216 1200 1040 ] /MissingWidth 340 /StemV 136 /StemH 136 /ItalicAngle 0 /CapHeight 891 /XHeight 446 /Ascent 891 /Descent -216 /Leading 149 /MaxWidth 1000 /AvgWidth 427 >> endobj 8 0 obj << /Type /Font /Subtype /TrueType /Name /F1 /BaseFont /TimesNewRoman /FirstChar 32 /LastChar 255 /Widths [ 260 320 400 500 500 840 760 160 340 340 500 560 260 340 260 280 500 500 500 500 500 500 500 500 500 500 280 260 560 560 560 420 900 700 660 660 720 620 540 720 720 340 380 700 600 880 720 720 560 720 660 560 620 720 720 920 720 720 600 340 280 340 460 500 320 440 480 440 500 440 300 500 480 240 240 500 240 740 480 520 500 500 340 380 300 500 480 720 480 460 440 480 200 480 540 780 560 780 560 560 560 560 560 560 560 560 560 560 560 780 560 780 780 560 560 560 560 560 560 560 560 560 560 560 560 780 560 560 260 320 500 500 500 500 200 500 320 760 260 480 560 340 760 500 380 540 300 280 300 580 440 260 300 300 320 480 760 760 760 400 700 700 700 700 700 700 900 660 620 620 620 620 340 340 340 340 720 720 720 720 720 720 720 560 720 720 720 720 720 720 560 520 440 440 440 440 440 440 660 440 440 440 440 440 240 240 240 240 500 480 520 520 520 520 520 540 500 500 500 500 500 460 500 460 ] /Encoding /WinAnsiEncoding /FontDescriptor 9 0 R >> endobj 9 0 obj << /Type /FontDescriptor /FontName /TimesNewRoman /Flags 34 /FontBBox [ -250 -216 1104 1040 ] /MissingWidth 340 /StemV 73 /StemH 73 /ItalicAngle 0 /CapHeight 891 /XHeight 446 /Ascent 891 /Descent -216 /Leading 149 /MaxWidth 920 /AvgWidth 401 >> endobj 22 0 obj << /Type /Font /Subtype /TrueType /Name /F2 /BaseFont /TimesNewRoman,Italic /FirstChar 32 /LastChar 255 /Widths [ 260 320 420 520 500 840 720 220 320 340 500 680 260 340 260 280 500 500 500 500 500 500 500 500 500 500 340 340 680 680 680 500 900 620 620 660 720 620 600 720 720 340 440 660 560 840 660 720 600 720 620 500 560 720 600 820 620 540 560 400 280 400 420 500 320 500 500 440 500 440 300 500 500 280 280 440 280 720 500 500 500 500 380 380 280 500 440 620 440 440 380 400 280 400 540 780 680 780 680 680 680 680 680 680 680 680 680 680 680 780 680 780 780 680 680 680 680 680 680 680 680 680 680 680 680 780 680 680 260 360 500 500 500 500 280 500 300 740 280 500 680 340 760 500 400 540 300 320 300 580 520 260 340 300 320 500 760 760 760 500 620 620 620 620 620 620 880 660 620 620 620 620 340 340 340 340 720 660 720 720 720 720 720 680 720 720 720 720 720 540 620 500 500 500 500 500 500 500 660 440 440 440 440 440 280 280 280 280 500 500 500 500 500 500 500 540 500 500 500 500 500 440 480 440 ] /Encoding /WinAnsiEncoding /FontDescriptor 23 0 R >> endobj 23 0 obj << /Type /FontDescriptor /FontName /TimesNewRoman,Italic /Flags 98 /FontBBox [ -250 -216 1080 1040 ] /MissingWidth 400 /StemV 73 /StemH 73 /ItalicAngle -11 /CapHeight 891 /XHeight 446 /Ascent 891 /Descent -216 /Leading 149 /MaxWidth 900 /AvgWidth 402 >> endobj 2 0 obj [ /PDF /Text ] endobj 5 0 obj << /Kids [4 0 R 12 0 R 15 0 R 18 0 R 21 0 R 26 0 R ] /Count 6 /Type /Pages /Parent 58 0 R >> endobj 30 0 obj << /Kids [29 0 R 33 0 R 36 0 R 39 0 R 42 0 R 45 0 R ] /Count 6 /Type /Pages /Parent 58 0 R >> endobj 49 0 obj << /Kids [48 0 R 52 0 R 55 0 R ] /Count 3 /Type /Pages /Parent 58 0 R >> endobj 58 0 obj << /Kids [5 0 R 30 0 R 49 0 R ] /Count 15 /Type /Pages /MediaBox [ 0 0 612 792 ] >> endobj 1 0 obj << /Creator () /CreationDate (D:20010323143607) /Title () /Author (FTC) /Producer (Acrobat PDFWriter 3.02 for Windows NT) /Keywords () /Subject () >> endobj 3 0 obj << /Pages 58 0 R /Type /Catalog >> endobj xref 0 59 0000000000 65535 f 0000057687 00000 n 0000057249 00000 n 0000057852 00000 n 0000002910 00000 n 0000057280 00000 n 0000053174 00000 n 0000054267 00000 n 0000054538 00000 n 0000055624 00000 n 0000000019 00000 n 0000002889 00000 n 0000006788 00000 n 0000003040 00000 n 0000006767 00000 n 0000010558 00000 n 0000006919 00000 n 0000010537 00000 n 0000014247 00000 n 0000010678 00000 n 0000014226 00000 n 0000018552 00000 n 0000055884 00000 n 0000056979 00000 n 0000014367 00000 n 0000018531 00000 n 0000021985 00000 n 0000018684 00000 n 0000021964 00000 n 0000025615 00000 n 0000057388 00000 n 0000022105 00000 n 0000025594 00000 n 0000029535 00000 n 0000025759 00000 n 0000029514 00000 n 0000032522 00000 n 0000029668 00000 n 0000032501 00000 n 0000036494 00000 n 0000032643 00000 n 0000036473 00000 n 0000039952 00000 n 0000036626 00000 n 0000039931 00000 n 0000043756 00000 n 0000040073 00000 n 0000043735 00000 n 0000047827 00000 n 0000057498 00000 n 0000043900 00000 n 0000047806 00000 n 0000051102 00000 n 0000047960 00000 n 0000051081 00000 n 0000053042 00000 n 0000051223 00000 n 0000053021 00000 n 0000057587 00000 n trailer << /Size 59 /Root 3 0 R /Info 1 0 R /ID [<976976662b4f4f5f95d4158c71206d82><976976662b4f4f5f95d4158c71206d82>] >> startxref 57902 %%EOF