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Displaying 44021 - 44040 of 44942
8506006 Informal Interpretation
Date
Rule
802.51(b); 802.51(d); 801.2(a); 801.1(c)(1)
What are the size of these companies? OK I plugged in these figures. What are the size of transactions? Assuming the size questions indicate a reportable transaction and no exemptions apply, should "B...
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(432.81 KB)
8507006 Informal Interpretation
Date
Rule
801.1(a); 801.10; 801.11; 802.20
See below
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(452.71 KB)
8507002 Informal Interpretation
Date
Rule
801.1(a); 801.1(j); 802.20; 802.51; 801.40
I called [redacted] 7-9-85 and informed that based on the facts given no filing obligation is required. Company C does not meet the size of person for the formation and subsequent acquisition.Wayne...
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(527.02 KB)
8507001 Informal Interpretation
Date
Rule
801.10
7/1/85 Called [redacted], not in. Left message that I agree with the conclusion above.
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(581.91 KB)
8507004 Informal Interpretation
Date
Rule
801.40, 801.11
Not reportable --AMS
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(151.89 KB)
8506004 Informal Interpretation
Date
Rule
802.1(a); 802.1(b)
OK VC 6-21-85
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(535.66 KB)
8506001 Informal Interpretation
Date
Rule
801.1(c); 802.20
OK - AMS 6/17/85
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(239.28 KB)
8505011 Informal Interpretation
Date
Rule
801.10
By t/C 6/6/85. Advised (redacted) that both A & B are reportable. AMS
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(122.4 KB)
8506003 Informal Interpretation
Date
Rule
801.1(f); 801.40
OK - AMS 6/25. The following concur - Dana, Wayne, Suzanne, Patrick
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(260.1 KB)
8506005 Informal Interpretation
Date
Rule
801.1(a)(1); 801.1(b)
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(148.62 KB)
Displaying 44021 - 44040 of 44942