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Displaying 44061 - 44080 of 44942
Date
Rule
801.10(c)(2)
I believe this is a $19 mm plus transaction. and is reportable under H-S-R. Patrick Agreed Disagreed DA VC AS JS ST called (redacted) 4/12/85 consensus opinion is that $13 mm payments are included in...
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(234.79 KB)
8504002 Informal Interpretation
Date
Rule
801.1
see notes on Page 2. 4/9/85 T/C Scanlon/(redacted). I advised (redacted) thatalthough he is correct in his statement that partnerships
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(233.67 KB)
8504001 Informal Interpretation
Date
Rule
801.11(e)
I concur. 4-8-85. Patrick
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(215.06 KB)
8504006 Informal Interpretation
Date
Rule
803.2 (Item 1(j))
No written response.
File
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(124.39 KB)
8504008 Informal Interpretation
Date
Rule
802.1
No written response; See 8504010 (confirmation letter)
File
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(524.99 KB)
8504010 Informal Interpretation
Date
Rule
802.1; 7A(g)
My concern is not with the acquisition but that nobody thought about H-S-R untilafter closing; see 8504008 (letter requesting advice)
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(308.89 KB)
8504013 Informal Interpretation
Date
Rule
802.20; 801.10
No written comments
File
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(412.37 KB)
8504015 Informal Interpretation
Date
Rule
801.11(e)
called 5-2-85. I concur with letter of April 3, 1985. Patrick
File
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(115.56 KB)
8504019 Informal Interpretation
Date
Rule
7A(c)(4)
No written comments
File
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(3.19 MB)
8503002 Informal Interpretation
Date
Rule
802.20
I informed (redacted) that I agree on basis of either joint venture analysis or voting securities of issuer within a person analysis. Either results in § 802.20 exemption. 3/20/85 Wayne Kaplan
File
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(390.86 KB)
8503003 Informal Interpretation
Date
Rule
801.1 (b); 801.11
I notified (redacted) on 3/18/85 that the letter is accurate as far as it goes. Inaddition, there must not be any intent to structure the transaction to avoid a filing(i.e. 801.90 avoidance).
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(279.01 KB)
Opinion 85-1
Date
Expresses view that refusal to serve consumers who provide their own casket violates the funeral rule.
File
Opinion 85-1
(75.46 KB)
8502011 Informal Interpretation
Date
Rule
Item 7
3/4/85 Acknowledged receipt of letter and indicated agreement that Items 5-9should reflect data relevant [indecipherable]. Upon later review it is clear that this letter is incomplete and no general...
File
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(157.54 KB)
8503001 Informal Interpretation
Date
Rule
801.40; 802.50; 802.51
No written comments
File
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(1.13 MB)
8502010 Informal Interpretation
Date
Rule
7A(c)(8)
2/27/85 T/C Scanlon/(redacted). I explained that HSR did not recognize thegroup concept of SEC and that the individuals should be considered separately(aggregating spouse and minor children) and...
File
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(415.65 KB)
8502007 Informal Interpretation
Date
Rule
801.1(b)
2/19/85 called (redacted) and he described partners. No overlap w/ acquiredperson in Addies transaction and 1st transaction is'nt ready. (redacted) will call if that one proceeds. Wayne Kaplan
File
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(283.51 KB)
8502002 Informal Interpretation
Date
Rule
802.40
2/11/85 Acknowledged receipt of letter and indicated to (redacted) that as long asno transfer of assets takes place [indecipherable].
File
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(148.88 KB)
8502004 Informal Interpretation
Date
Rule
802.50; 802.20
2/11/85 T/C Scanlon (redacted). Told (redacted) my advice to him as described inthis letter was inaccurate and that the facts described in this letter constitute areportable transaction since the...
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(345.77 KB)
8502003 Informal Interpretation
Date
Rule
802.50; 801.15
Dana objects on basis 802.20 not w/in 801.15 & suggests parties file. I notified(redacted) secretary on 2/8/85 that the letter is inaccurate and that a filing is required by both parties. See attached...
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(812.73 KB)
Displaying 44061 - 44080 of 44942