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Displaying 43881 - 43900 of 44942
8705004 Informal Interpretation
Date
Rule
801.1(b); Item 5
5/22/86- advised (redacted) that I agree with the content of this letter.
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(111.1 KB)
8605006 Informal Interpretation
Date
Rule
801.40
OK as amended W. Kaplan 5/21/86
File
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(340.06 KB)
8604011 Informal Interpretation
Date
Rule
802.20
I concur with this letter except that we cannot sign and return a copy of your letter P.S. called (redacted) 1:30 P.M. May 1, 1986. The PMN Staff concurs with your letter, except for exception as...
File
Original Image File
(317.36 KB)
8605004 Informal Interpretation
Date
Rule
7A(c)(7) ; 7A(c)(8); 802.6
No Comments
File
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(256.31 KB)
8605005 Informal Interpretation
Date
Rule
7A(d)(2)(B), 803.11, 802.30
On 5/29/ I informed (redacted) that the Transaction was not required to be filedsince (1) If it involves voting securities it is exempt under 802.30 as an intra-person transaction. If it is not voting...
File
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(533.14 KB)
8605011 Informal Interpretation
Date
Rule
803.11; Section 7A(e)(2)
See Comments
File
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(65.08 KB)
8604004 Informal Interpretation
Date
Rule
802.20
I did not advise the writer that the acquisition of A by B was non reportable if there was an assumption of A’s liabilities by B. The transaction would be non reportable only if the sale consideration...
File
Original Image File
(356.26 KB)
8604001 Informal Interpretation
Date
Rule
801.11(e)
4/7/86 Called Mr. (redacted) and indicated that the PMN staff was in agreement with the facts as stated. However, did point out to Mr. (redacted) that a reference to no regularly prepared balance...
File
Original Image File
(167.72 KB)
8604002 Informal Interpretation
Date
Rule
801.11; 801.40
No Comments
File
Original Image File
(244.56 KB)
8604003 Informal Interpretation
Date
Rule
803.2(d); Item 5
called 4-16-86 upon later review this letter is inaccurate. All intraperson transfers must be shown as item 5 revenues
File
Original Image File
(100.41 KB)
8604006 Informal Interpretation
Date
Rule
801.11(e)
No Comments
File
Original Image File
(279.46 KB)
8604010 Informal Interpretation
Date
Rule
803.1
It is OK to use this form up until 5-23-86. After this date the PMN Office will only accept 1982 as the base year.
File
Original Image File
(130.67 KB)
Displaying 43881 - 43900 of 44942