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Displaying 42861 - 42880 of 44946
9302005 Informal Interpretation
Date
Rule
7A(c)(1)
2/18/93 advised (redacted) that REIT As purchase of the assets of REIT B is exempt from HSR reporting under 7A(c)(1). We focus on the acquiring person and, if it is a REIT, it may acquire the voting...
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(97.25 KB)
9302003 Informal Interpretation
Date
Rule
801.1(b)(1)(ii)
2/16/93 (Redacted) advises that A paid B around $8MM for a fully paid up option to obtain an additional 31% interest in the partnership from B as well as the option to get 80% of the partnerships...
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(120.86 KB)
9302001 Informal Interpretation
Date
Rule
802.63
2/4/93 called (redacted) and advised that letter represents the position of the PMN Officeso long as the creditor is not a competitor of the issuer whose stock or assets are beingtaken as part of a...
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(52.94 KB)
9302004 Informal Interpretation
Date
Rule
801.11(c)
Trial balance sheet with errors is not a regularly prepared balance sheet but is in the process of being prepared. Once prepared without errors and if prepared on a monthly basis it becomes the last...
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Original Image File
(115.43 KB)
9302006 Informal Interpretation
Date
Rule
801.1(a)(2); 801.2 (a) and (b); 801.40
None
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(120.06 KB)
9302008 Informal Interpretation
Date
Rule
7A(c)(1)
Raw timberland is exempt since it has not been harvested in 5 years. Also it is only inventory for buyer who will use it in the ordinary course of his business.
File
Original Image File
(78.43 KB)
Mobil Oil Corporation
Â鶹´«Ã½ Trade Commission Decisions, Volume 116, Page 113
Type of Action
Administrative
Last Updated
9301006 Informal Interpretation
Date
Rule
801.1(a); 7A(c)(4); 7A(a)(2)(B)
1/25/93 Called [redacted]. It appears that [redacted] is a political subdivision, and therefore, exempt. Nonprofit corporate affiliate is an entity and would be required to file if it meets the size...
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Original Image File
(157.25 KB)
9301007 Informal Interpretation
Date
Rule
802.30; 801.1(c)(8); 801.1(b)(2)
1/22/93 PMN cant expand 802.30 to exclude the merger of two subs held contractually. Must be by holdings of voting securities.
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(167.04 KB)
9301005 Informal Interpretation
Date
Rule
802.63
1/13/93 Exempt under 802.63. RS concurs.
File
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(208.7 KB)
9301002 Informal Interpretation
Date
Rule
Section 7A(a), 801.11(b)(2)
1/11/93 - called [redacted]. He advises that [redacted] holds only [redacted] and the latter's financials reflect the size of [redacted]. [Redacted] is a single entity and controls neither entity. The...
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Original Image File
(53.35 KB)
9301003 Informal Interpretation
Date
Rule
801.1(c)(3); 803.2; 801.1(c)(4)
1/11/93 Under 801.1(c)(4), if settlor retains a reversionary interest, then settlor holds assets of the trust. By naming himself beneficiary, individual who contributed more than 50% has retained a...
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(116.1 KB)
Displaying 42861 - 42880 of 44946