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Displaying 42781 - 42800 of 44800
9209004 Informal Interpretation
Date
Rule
7A(c)(4)
9/25 - Talked to the writer. Indicated that I concurred with his analysis that the acquisition of voting securities by B of As voting securities from LP1 was exempt under (c)(4).
File
Original Image File
(71.99 KB)
9209007 Informal Interpretation
Date
Rule
801.11(b); 801.11(c)
9/25 Called and confirmed that this letter reflects the advice given; also confirmed that the financial statement of 1/3/192 is one of a series of such statements and that such statements are and have...
File
Original Image File
(83.02 KB)
9209005 Informal Interpretation
Date
Rule
801.1(b)
Called on 9/23/92. Informed the writer that he was generally correct. However, I clarified that the partnership will be considered its own UPE, if prior to the transaction to acquire all the...
File
Original Image File
(162.54 KB)
9209003 Informal Interpretation
Date
Rule
801.11(c)
Confirmed that total assets are less than $100 mm. This does not meet the size-of-person test. Called (redacted) 9-10-92.
File
Original Image File
(88.18 KB)
9209002 Informal Interpretation
Date
Rule
7A(c)(1)
This is an acquisition of rights in and to unproductive property and assets incidental to real property for $20 MM – exempt under (c)(1); called (redacted) 9-9-92; Tom Hancock and Richard Smith concur
File
Original Image File
(208.46 KB)
9209001 Informal Interpretation
Date
Rule
801.1(c)(1); 802.1(a); 801.10
See File #9208011 for original letter
File
Original Image File
(27.82 KB)
9208011 Informal Interpretation
Date
Rule
801.1(c)(1); 801.2(a); 801.10
Contacted (redacted). Informed him that we (including R Smith) agree with conclusion, specifically 1. actual adjusted price is the consideration 2. A is merely acting as an “agent” for C & D.
File
Original Image File
(125.29 KB)
9208008 Informal Interpretation
Date
Rule
802.1; 801.10
I concur with this letter; call (redacted) 8-28-92
File
Original Image File
(74.31 KB)
9208007 Informal Interpretation
Date
Rule
801.1(c)
The Investment Advisor/Manager is the general partner of the three partnerships. Pursuant to the partnership agreements, the General Partner has what appears to be certain indicia of beneficial...
File
Original Image File
(138.83 KB)
9208002 Informal Interpretation
Date
Rule
802.64
8/19/92. Based on the fact scenario set forth in this letter, and the assumed correctness of the legal research, I advised (redacted) that John Sipple and I were of the view that Company X could...
File
Original Image File
(181.12 KB)
Beazer PLC, United States of America (For the FTC)
Type of Action
鶹ý
Last Updated
FTC Matter/File Number
881 0082
9208005 Informal Interpretation
Date
Rule
801.1(a)(2)
A "Rehabilitator" appointed under state law for the rehabilitation of an insurance company is acting as a political subdivision of a state and transactions are exempt under C-4ordered, approved and...
File
Original Image File
(59.3 KB)
9208012 Informal Interpretation
Date
Rule
801.1(f)
As long as Co. A acquires the Partnership interests together; if Co. A acquires them one a ta time then Co. A may become the UPE of Part.; then acquisition of final Part. interest will be reportable...
File
Original Image File
(82 KB)
9207006 Informal Interpretation
Date
Rule
801.11(a), 802.20
Called (redacted) 7-15-92; I disagree - not exempt under 802.20(b) - you “live or die” by your last annual income statement; Richard Smith concurs
File
Original Image File
(88.73 KB)
Displaying 42781 - 42800 of 44800